You will act as a Subject Matter Expert (SME) for broker onboarding, KYC, and trading documentation across global markets and asset classes
Job Summary
You will act as a Subject Matter Expert (SME) for broker onboarding, KYC, and trading documentation across global markets and asset classes.
You will research, negotiate, and recommend brokerage and trading agreement terms, partnering with Legal and communicating impacts to Portfolio, Risk, and Operations teams.
You will partner with internal stakeholders to recommend solutions aligned with business, regulatory, and control objectives.
Matching Summary
You will act as a Subject Matter Expert (SME) for broker onboarding, KYC, and trading documentation across global markets and asset classes.
Skills & Requirements
Must-have
Broker onboarding and documentation
KYC compliance and account documentation
Global markets and asset classes
Regulatory and industry changes
Dodd-Frank, EMIR, SBS protocols
Nice-to-have
Process improvements for efficiency
Client onboarding meetings
Investment Management Agreements review
Enhance onboarding processes and systems
Key Requirements
MBA in Finance or equivalent qualification
5–7 years of experience in financial services
2–3 years of experience in KYC/AML, broker onboarding, or account onboarding