Emea Client Assets Compliance Officer (infrastructure)

Morgan Stanley

Glasgow, United Kingdom
On-site
Client assets regulatory oversight
Control and governance framework
Regulatory developments monitoring
Morgan Stanley is seeking an EMEA Client Assets Compliance Officer in Glasgow to provide regulatory oversight related to Client Assets within the Infrastructure Compliance team. The ideal candidate should have over eight years of financial services experience, particularly with Client Asset obligations, and possess strong analytical and communication skills

Job Summary

  • Provide oversight, challenge, and direction on the design and effectiveness of the Client Assets control and governance framework.
  • Monitor regulatory developments, assess their impact, and support responses to regulatory consultations.
  • Execute and enhance the second-line Client Asset monitoring and testing programme.

Matching Summary

Match Score: 85

Morgan Stanley is seeking an EMEA Client Assets Compliance Officer in Glasgow to provide regulatory oversight related to Client Assets within the Infrastructure Compliance team. The ideal candidate should have over eight years of financial services experience, particularly with Client Asset obligations, and possess strong analytical and communication skills.

Skills & Requirements

Must-have

  • Client Assets regulatory oversight
  • Control and governance framework
  • Regulatory developments monitoring
  • Second-line monitoring and testing

Nice-to-have

  • Collaborative working style
  • Willingness to challenge assumptions
  • Commitment to ongoing development

Key Requirements

  • 8+ years of financial services experience
  • Strong knowledge of Client Asset obligations
  • Degree-qualified

Work Rights

Not specified

Tailored Resume

Cover Letter