Regulatory Control Analyst - Associate

Deutsche Bank Group

Mumbai, India
5 to 6 years regulatory experience
Market manipulation theme knowledge
Trade surveillance system analysis
The role involves assisting the Business Supervisory Office in ensuring US Private Banking compliance with local rules and regulations

Job Summary

  • The role involves assisting the Business Supervisory Office in ensuring US Private Banking compliance with local rules and regulations.
  • Analysts are required to review daily trade alerts to identify market manipulation themes such as front running and insider trading.
  • The position offers comprehensive benefits including gender-neutral parental leaves and 100% reimbursement for childcare assistance.

Matching Summary

The role involves assisting the Business Supervisory Office in ensuring US Private Banking compliance with local rules and regulations.

Skills & Requirements

Must-have

  • 5 to 6 years regulatory experience
  • Market manipulation theme knowledge
  • Trade surveillance system analysis
  • Private banking AML risk understanding
  • Transaction monitoring expertise

Nice-to-have

  • SunGard/FIS Protegent tool experience
  • Process enhancement capabilities
  • Stakeholder coordination skills
  • Data quality remediation experience

Key Requirements

  • 5 to 6 years of Regulatory and Brokerage Trade Surveillance experience
  • Experience with PM1 or SunGard/FIS Protegent Surveillance tools
  • Strong understanding of Private Banking AML risks

Work Rights

Not specified

Tailored Resume

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