Director Compliance, Designated Complaints Officer

Manulife

Burlington, Ontario, Canada
Base: $125,100.00 - $175,100.00 cad; bonus/equity:...
Hybrid (tuesday, wednesday, thursday in-office)
Ciro dealer experience required
Lead staff of two in investigations
Knowledge of ontario securities act
Manulife is seeking a Director Compliance, Designated Complaints Officer based in Burlington, Ontario, to lead the Complaints & Regulatory Investigations team. The role requires strong leadership in managing client complaints and regulatory inquiries, ensuring compliance with industry regulations, and conducting complex investigations

Job Summary

  • The Designated Complaints Officer will manage the Complaints & Regulatory Investigations team to ensure Manulife Wealth Inc meets all regulatory and legislative requirements.
  • This role requires leading sophisticated internal investigations, handling client complaints, and acting as the primary contact for regulators such as CIRO, OSC, and FSRA.
  • Manulife offers a hybrid work arrangement with competitive compensation ranging from $125,100.00 to $175,100.00 CAD plus comprehensive benefits.

Matching Summary

Match Score: 85

Manulife is seeking a Director Compliance, Designated Complaints Officer based in Burlington, Ontario, to lead the Complaints & Regulatory Investigations team. The role requires strong leadership in managing client complaints and regulatory inquiries, ensuring compliance with industry regulations, and conducting complex investigations.

Salary

Base: $125,100.00 - $175,100.00 CAD; Bonus/Equity: Incentive programs tied to performance; Benefits: Health, dental, pension, paid time off

Skills & Requirements

Must-have

  • CIRO dealer experience required
  • Lead staff of two in investigations
  • Knowledge of Ontario Securities Act
  • Experience with regulatory inquiries
  • Conduct complex confidential investigations

Nice-to-have

  • Growth mindset for new opportunities
  • Bilingual English and French skills
  • Insurance compliance experience preferred
  • Branch Managers Course certification
  • Experience with leverage loan complaints

Key Requirements

  • Minimum five years industry experience
  • Three years direct complaint investigation experience
  • CIRO dealer experience required
  • Management experience required
  • Superior knowledge of securities regulations

Work Rights

Not specified

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