Avp, Brcm Conduct

UOB United Overseas Bank Limited

Wealth management product knowledge
Investment and insurance sales process controls
Fair dealing assessment execution
The role involves providing advisory and oversight on wealth management products and sales processes across Investment and Insurance businesses

Job Summary

  • The role involves providing advisory and oversight on wealth management products and sales processes across Investment and Insurance businesses.
  • Candidates will lead fair dealing assessments and mystery shopping programs to reinforce sales conduct standards and improve customer outcomes.
  • The position requires partnering with Product Managers and Sales teams to identify control gaps and drive sustainable corrective actions.

Matching Summary

The role involves providing advisory and oversight on wealth management products and sales processes across Investment and Insurance businesses.

Skills & Requirements

Must-have

  • Wealth management product knowledge
  • Investment and insurance sales process controls
  • Fair dealing assessment execution
  • Mystery shopping program management
  • Operational risk mitigation strategies
  • Corrective action plan development

Nice-to-have

  • Strong stakeholder relationship building
  • Senior management engagement skills
  • Cross-functional collaboration abilities
  • Data interpretation and analysis skills
  • Sustainable corrective action planning

Key Requirements

  • Master's degree in Finance, Economics, Business Administration, or related field
  • 3 years of work experience in a financial institution
  • Prior experience in retail banking Investment and Insurance products
  • Proficiency in Microsoft Office applications (Excel, PowerPoint)
  • Good command of English communication skills
  • Criminal record check eligibility required by bank policy

Work Rights

Not specified

Tailored Resume

Cover Letter