NEW! Compliance & Surveillance Analyst (Financial Institution)

AMBITION GROUP SINGAPORE PTE. LTD.

Singapore, Singapore
Periodic compliance reviews of sales agency force
Document assessments and interviews
Trend analysis and gap identification
The role involves conducting periodic compliance reviews of the sales agency force including document assessments and interviews

Job Summary

  • The role involves conducting periodic compliance reviews of the sales agency force including document assessments and interviews.
  • Candidates will prepare clear reports summarizing key findings and recommendations for agency supervisors and internal governance committees.
  • The position requires engaging with agency supervisors to communicate review outcomes and follow up on recommended actions in a timely manner.

Matching Summary

Match Score: 85

The role involves conducting periodic compliance reviews of the sales agency force including document assessments and interviews.

Skills & Requirements

Must-have

  • periodic compliance reviews of sales agency force
  • document assessments and interviews
  • trend analysis and gap identification
  • reporting to governance committees
  • communicating review outcomes to supervisors

Nice-to-have

  • understanding of business processes
  • sustainable corrective action recommendations
  • ad-hoc data analysis capabilities
  • timely follow-up on actions

Key Requirements

  • Send resume in MS Word format
  • Attention to Rachel Yeo (R22104385)

Work Rights

Not specified

Tailored Resume

Cover Letter