Raymond James is seeking a Registered Regulatory Operations Analyst to monitor client asset compliance, regulatory reporting, and operational efficiency. The role requires collaboration with management and internal partners to enhance processes and mitigate risks while ensuring adherence to industry regulations
Job Summary
The Regulatory Operations Analyst applies intermediate-level knowledge to ensure accurate monitoring of client asset possession and control, completion of regulatory reporting, and adherence to industry and firm rules.
In this role, you collaborate closely with management to identify opportunities that enhance operational efficiency, strengthen controls, and reduce financial, reputational, and regulatory risk.
You contribute to the interpretation of new and evolving regulations, assist with process enhancements, and support the ongoing development and maintenance of departmental procedures.
Matching Summary
Match Score: 80
Raymond James is seeking a Registered Regulatory Operations Analyst to monitor client asset compliance, regulatory reporting, and operational efficiency. The role requires collaboration with management and internal partners to enhance processes and mitigate risks while ensuring adherence to industry regulations.