Risk & Compliance Manager – Investments

Mercer

Sydney, Australia
On-site
Risk and compliance frameworks
Policy and procedure adherence
Incident investigation and reporting
This is a hands-on role partnering with stakeholders to strengthen control effectiveness, support incident management and reporting, and contribute to AML/CTF and sanctions screening activities

Job Summary

  • This is a hands-on role partnering with stakeholders to strengthen control effectiveness, support incident management and reporting, and contribute to AML/CTF and sanctions screening activities.
  • Proactively monitor adherence to frameworks, policies, procedures and controls, identifying gaps and driving practical remediation.
  • Support AML/CTF activities including investor risk ratings, transaction monitoring, and World-Check sanctions screening.

Matching Summary

This is a hands-on role partnering with stakeholders to strengthen control effectiveness, support incident management and reporting, and contribute to AML/CTF and sanctions screening activities.

Skills & Requirements

Must-have

  • Risk and compliance frameworks
  • Policy and procedure adherence
  • Incident investigation and reporting
  • AML/CTF and sanctions screening
  • Financial markets and investment products

Nice-to-have

  • Power BI skills
  • Meaningful, measurable remediation
  • Hands-on Line 1 setting
  • Data into clear insights
  • Partnering with Line 2 Compliance

Key Requirements

  • 7+ years' experience in Risk, Compliance and/or Legal
  • Funds management or financial services environment
  • Proficiency in Excel, Word and PowerPoint
  • Tertiary qualification in Law, Commerce, Finance or equivalent experience

Work Rights

Must have approval to work in Australia

Tailored Resume

Cover Letter