Compliance Manager – Data Support & Monitoring

TD Ameritrade

Charlotte, North Carolina, United States of America
Base: $91,000 - $145,600 usd; bonus/equity: eligib...
7+ years compliance experience
Advanced excel proficiency required
Data validation and integrity checks
The role is responsible for enabling compliance monitoring and testing activities through strong data governance, analytics, and operational reporting support

Job Summary

  • The role is responsible for enabling compliance monitoring and testing activities through strong data governance, analytics, and operational reporting support.
  • TD Bank US Compliance is on a mission to build a more resilient and scalable compliance risk management function while reshaping structures and processes.
  • The position offers growth opportunities and skill development as defining features of the colleague experience at TD.

Matching Summary

The role is responsible for enabling compliance monitoring and testing activities through strong data governance, analytics, and operational reporting support.

Salary

Base: $91,000 - $145,600 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, savings, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • 7+ years compliance experience
  • Advanced Excel proficiency required
  • Data validation and integrity checks
  • Compliance monitoring lifecycle knowledge
  • Regulatory audit defensibility

Nice-to-have

  • BI tool experience preferred
  • Entrepreneurial mindset
  • Experience with regulatory exams
  • Strong written communication skills
  • Ability to work in ambiguity

Key Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of relevant experience
  • Advanced proficiency in Excel

Work Rights

Not specified

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