Head Of Ethics And Conduct Compliance

Vanguard UK

Multiple Locations
Hybrid
Implement compliance programs
Manage ethical conduct standards
Develop compliance policies
This role serves as a subject matter expert and leads a team responsible for implementing a program to set an enterprise-wide culture of compliance at Vanguard

Job Summary

  • This role serves as a subject matter expert and leads a team responsible for implementing a program to set an enterprise-wide culture of compliance at Vanguard.
  • The individual will be responsible for developing policies and procedures to ensure compliance with regulatory requirements and ethical standards.
  • Vanguard has implemented a hybrid working model designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection.

Matching Summary

This role serves as a subject matter expert and leads a team responsible for implementing a program to set an enterprise-wide culture of compliance at Vanguard.

Skills & Requirements

Must-have

  • Implement compliance programs
  • Manage ethical conduct standards
  • Develop compliance policies

Nice-to-have

  • Strong leadership skills
  • Ability to mitigate compliance risks
  • Expert knowledge of investment industry

Key Requirements

  • Minimum ten years related work experience
  • Supervisory experience
  • Regulatory or compliance experience preferred

Work Rights

Not specified

Tailored Resume

Cover Letter