Director, Global Markets Supervision - Communications Program

TD Bank

New York, New York, United States
Base: $250,000 - $250,000 usd; bonus/equity: not s...
Communication surveillance program management
Electronic, voice, mobile, video, social media channels
Vendor relationship management
The Director, Global Markets Supervision (GMS) is responsible for the planning, direction, and coordination of trading operations within TD Securities (TDS), focusing on managing communication surveillance and retention programs

Job Summary

  • The Director, Global Markets Supervision (GMS) is responsible for the planning, direction, and coordination of trading operations within TD Securities (TDS), focusing on managing communication surveillance and retention programs.
  • Key responsibilities include managing relationships with business lines and Compliance, coordinating with technology stakeholders, developing data controls, and monitoring surveillance tools.
  • TD is committed to providing fair and equitable compensation, growth opportunities, and skill development, with a total rewards package including base salary, variable compensation, and comprehensive benefits.

Matching Summary

The Director, Global Markets Supervision (GMS) is responsible for the planning, direction, and coordination of trading operations within TD Securities (TDS), focusing on managing communication surveillance and retention programs.

Salary

Base: $250,000 - $250,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Communication surveillance program management
  • Electronic, voice, mobile, video, social media channels
  • Vendor relationship management
  • Data controls and methodology
  • Regulatory and internal audit requests

Nice-to-have

  • Strategic planning and execution
  • Cross-organization collaboration
  • Fast-paced environment adaptability
  • Critical thinking and independent decision-making

Key Requirements

  • 7+ Years of related experience
  • Bachelors degree or progressive work experience
  • Strong project management skills
  • Strong leadership, interpersonal and relationship-building skills
  • Knowledge of US Broker Dealer regulation

Work Rights

Not specified

Tailored Resume

Cover Letter