Business Oversight Compliance - Investment Banking

Bankstcharles

Paris, France
Compliance risks assessment
Market abuse investigation
Financial crime investigation
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Barclays legal, regulatory and ethical responsibilities

Job Summary

  • Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Barclays legal, regulatory and ethical responsibilities.
  • Identify and investigate potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct, and conduct investigation of compliance risk events or breaches.
  • Act as a key member of the Investment Banking Business Oversight Compliance Team within Barclays Europe, providing day to day Compliance advisory services to the Investment Banking Division.

Matching Summary

Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Barclays legal, regulatory and ethical responsibilities.

Skills & Requirements

Must-have

  • compliance risks assessment
  • market abuse investigation
  • financial crime investigation
  • EU regulatory environment
  • MiFID II expertise
  • Barclays Values and Mindset

Nice-to-have

  • strategic thinking and digital technology
  • building trusting relationships
  • influencing and negotiating skills

Key Requirements

  • VP level experience in Investment Bank
  • In-depth knowledge of EU regulatory environment
  • Fluent written and spoken French and English
  • University degree or equivalent
  • Controlled Function role under CBI Fitness and Probity

Work Rights

Not specified

Tailored Resume

Cover Letter