Vp, Cco, Clark Capital Management Group

Willenborg Wealth Management

Base salary or wages; + compensation cash or equit...
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Manage affiliate specific compliance programs
Develop supervisory procedures for regulatory adaptation
Lead complex cross-functional projects
** Willenborg Wealth Management is seeking a Vice President, Chief Compliance Officer for Clark Capital Management Group, responsible for overseeing compliance functions and managing regulatory risks. The ideal candidate will have extensive experience in compliance, project management, and leadership within the financial services industry. **

Job Summary

  • This role manages the RIA specific Compliance program for Clark Capital Management Group while overseeing all compliance functions for a specific division.
  • The position requires leading major projects involving cross-functional teams including Portfolio Management, Client Relationships, Risk, and Legal departments.
  • Candidates will benefit from a comprehensive benefits package including medical, dental, vision, life insurance, disability benefits, and retirement savings.

Matching Summary

Match Score: 75

** Willenborg Wealth Management is seeking a Vice President, Chief Compliance Officer for Clark Capital Management Group, responsible for overseeing compliance functions and managing regulatory risks. The ideal candidate will have extensive experience in compliance, project management, and leadership within the financial services industry. **

Salary

Base salary or wages; Additional compensation cash or equity; Discretionary bonuses or commissions

Skills & Requirements

Must-have

  • Manage affiliate specific compliance programs
  • Develop supervisory procedures for regulatory adaptation
  • Lead complex cross-functional projects

Nice-to-have

  • Coaching and mentoring subordinate supervisors
  • Fostering positive relationships with management
  • Strategic vision development for compliance department

Key Requirements

  • More than 15 years general experience
  • 10 to 15 years manager experience
  • Bachelor's degree in Accounting, Business Administration, or Data Processing

Work Rights

Not specified

Tailored Resume

Cover Letter