Avp, Securities And Global Markets Oversight (compliance Department)

Sumitomo Mitsui Banking Corporation

Singapore
On-site
Aml and compliance regulations
Securities and capital markets
Global markets products
Sumitomo Mitsui Banking Corporation is seeking an Assistant Vice President for Securities and Global Markets Oversight within their Compliance Department in Singapore. The ideal candidate will have strong knowledge of AML and compliance regulations, particularly in relation to securities and global markets, and must possess excellent communication and stakeholder management skills

Job Summary

  • Working closely with the bank’s and securities company’s compliance and AML teams, integration of bank and securities compliance and AML policies and procedures to ensure consistency.
  • Oversight of group securities company compliance from the perspective of the ultimate parent company.
  • Monitoring and testing to ensure compliance with compliance and AML requirements by employees who are in dual-hatting capacity or acting in collaboration across entities.

Matching Summary

Match Score: 85

Sumitomo Mitsui Banking Corporation is seeking an Assistant Vice President for Securities and Global Markets Oversight within their Compliance Department in Singapore. The ideal candidate will have strong knowledge of AML and compliance regulations, particularly in relation to securities and global markets, and must possess excellent communication and stakeholder management skills.

Skills & Requirements

Must-have

  • AML and compliance regulations
  • securities and capital markets
  • global markets products
  • Japanese laws compliance
  • product and service development
  • joint marketing activities

Nice-to-have

  • good communication skills
  • stakeholder management skills
  • collaborative and team oriented

Key Requirements

  • Sound knowledge and experience in AML and compliance regulations
  • Securities & Futures and Financial Advisers’ Acts knowledge
  • Ability to navigate multiple organizations

Work Rights

Not specified

Tailored Resume

Cover Letter