MUFG is seeking a Director EMEA Compliance Control Room Manager to oversee compliance tasks related to conflicts of interest, insider lists, and regulatory matters within the EMEA region. The ideal candidate will have significant experience in compliance within investment banking and possess strong communication and decision-making skills
Job Summary
This high visibility role is responsible for building out the EMEA regions conflicts of interest, Insider list, Watch list, MNPI, wall crossing, Treeing and Restrict List management framework.
The incumbent will act across MUFG's banking arm and securities business under a dual-hat arrangement, making decisions on behalf of both entities subject to the same remit.
MUFG seeks to attract talented individuals who align with values of integrity, responsibility, and fostering shared sustainable growth for a better world.
Matching Summary
Match Score: 85
MUFG is seeking a Director EMEA Compliance Control Room Manager to oversee compliance tasks related to conflicts of interest, insider lists, and regulatory matters within the EMEA region. The ideal candidate will have significant experience in compliance within investment banking and possess strong communication and decision-making skills.
Skills & Requirements
Must-have
Conflicts of interest management
MAR and MiFID II compliance knowledge
Investment banking experience required
Control room framework development
Dual-hat arrangement capability
Nice-to-have
Strong interpersonal communication skills
Ability to challenge independently
Proactive motivated approach
Experience with structured finance products
Global regulatory standards understanding
Key Requirements
5 years plus relevant compliance experience
University degree preferably in Law or Financial Regulation
Experience within Conflicts Office or Control Room
In-depth knowledge of MAR and MiFID II regulations