Marketing Compliance Analyst/associate

Apollo Global Management, Inc.

Base: $100,000 - $120,000; bonus: discretionary an...
Sec marketing rule knowledge
Finra rule 2210 expertise
Investment advisers act of 1940
The role supports Apollo's global marketing compliance program by reviewing external communications to ensure they meet regulatory requirements and firm policies

Job Summary

  • The role supports Apollo's global marketing compliance program by reviewing external communications to ensure they meet regulatory requirements and firm policies.
  • Candidates will apply working knowledge of the SEC Marketing Rule and FINRA Rule 2210 to safeguard the firm's reputation through accurate and transparent communications.
  • The position offers broad exposure to investment strategies and distribution channels while partnering with Product, Legal, Finance, and Marketing teams.

Matching Summary

The role supports Apollo's global marketing compliance program by reviewing external communications to ensure they meet regulatory requirements and firm policies.

Salary

Base: $100,000 - $120,000; Bonus: Discretionary annual bonus based on performance; Benefits: Not specified

Skills & Requirements

Must-have

  • SEC Marketing Rule knowledge
  • FINRA Rule 2210 expertise
  • Investment Advisers Act of 1940
  • Marketing material review experience
  • Regulatory disclosure assessment

Nice-to-have

  • Private equity or credit background
  • Global marketing considerations
  • Red Oak workflow system familiarity
  • Practical business-oriented guidance
  • Non-U.S. regulatory frameworks

Key Requirements

  • Bachelor's degree required
  • 2-6 years compliance experience
  • Series 7 or Series 24 license preferred
  • Experience in asset management or broker-dealer
  • Strong analytical and communication skills

Work Rights

Not specified

Tailored Resume

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