Hybrid (4 days in-office, remote applicants considered)
Independent broker-dealer channel experience
Retail brokerage and fee-based advisory knowledge
Proficiency in ms office suite
Osaic is seeking a Senior Branch Office Examiner to oversee compliance assessments for financial advisors associated with their broker-dealers. The role requires significant travel and expertise in branch examination, with a competitive salary and comprehensive benefits package
Job Summary
This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers.
The branch exams involve independently inspecting and evaluating branch activities to assess and/or monitor compliance of applicable regulations.
Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more.
Matching Summary
Match Score: 85
Osaic is seeking a Senior Branch Office Examiner to oversee compliance assessments for financial advisors associated with their broker-dealers. The role requires significant travel and expertise in branch examination, with a competitive salary and comprehensive benefits package.
Salary
$80,000 – $85,000 per year; Bonus: annual bonus; Benefits: health, vision, dental insurance, 401k, paid time away, volunteer days and much more