Avp, Post-trade Compliance Manager

Work From Home With CiCi

Malaysia
Fully remote
Post-trade compliance platforms
Create and maintain compliance rules
Monitor daily alerts and breaches
The job posting is for an AVP, Post-trade Compliance Manager at a company allowing remote work from Malaysia. The role involves monitoring investment activities for compliance, maintaining compliance rules, and ensuring accurate client reporting while requiring strong financial industry experience and technical skills

Job Summary

  • The Avp, Post-trade Compliance Manager is responsible for monitoring investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines.
  • Key responsibilities include reviewing and maintaining accurate compliance rules, serving as a Subject Matter Expert, and ensuring accurate and timely client reporting.
  • The role requires a degree in Banking/Finance or Accountancy with 5-8 years of experience in the financial industry, preferably in fund management or insurance.

Matching Summary

Match Score: 85

The job posting is for an AVP, Post-trade Compliance Manager at a company allowing remote work from Malaysia. The role involves monitoring investment activities for compliance, maintaining compliance rules, and ensuring accurate client reporting while requiring strong financial industry experience and technical skills.

Skills & Requirements

Must-have

  • Post-trade compliance platforms
  • Create and maintain compliance rules
  • Monitor daily alerts and breaches
  • Interpret investment guidelines
  • Financial securities products knowledge

Nice-to-have

  • Service-oriented and client focused
  • Team player with strong communication
  • Willing to work on Malaysia public holidays
  • Provide coverage during Australia business hours

Key Requirements

  • 5-8 years experience in financial industry
  • Degree in Banking / Finance or Accountancy
  • Experience in post-trade compliance platforms
  • Knowledge of investment guidelines, securities ratings, industry classification, benchmark indexes
  • Ability to write macros and rule logic
  • Knowledge of SQL and data mapping

Work Rights

Not specified

Tailored Resume

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