Vp, Wealth Management Advisory Attorney

Morgan Stanley

Purchase, NY, US
Base: $120,000 - $205,000; bonus/equity: not speci...
7+ years of legal experience
Investment advisers act knowledge
Experience with finra regulations
Morgan Stanley Wealth Management is one of the largest retail broker-dealers and investment advisers

Job Summary

  • Morgan Stanley Wealth Management is one of the largest retail broker-dealers and investment advisers.
  • The Attorney will provide legal support for investment advisory business and interact with various clients.
  • Morgan Stanley offers comprehensive employee benefits and opportunities for career growth.

Matching Summary

Morgan Stanley Wealth Management is one of the largest retail broker-dealers and investment advisers.

Salary

Base: $120,000 - $205,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • 7+ years of legal experience
  • Investment Advisers Act knowledge
  • Experience with FINRA regulations

Nice-to-have

  • Strong client interaction skills
  • Ability to negotiate contracts
  • Familiarity with regulatory processes

Key Requirements

  • Experience with fiduciary standard of care
  • Ability to draft agreements and disclosures
  • Understanding of registered investment advisers' regulatory landscape

Work Rights

Not specified

Tailored Resume

Cover Letter