Director, Us Broker-dealer Compliance

Crypto

United States, United States
Not specified; not specified; not specified
On-site
Broker dealer compliance oversight
Finra regulatory adherence
New hampshire trust custody support
Crypto.com is looking for a Director of US Broker-Dealer Compliance to manage compliance operations for its FINRA-licensed entity and support its New Hampshire Trust Custody program. The ideal candidate will have extensive experience in broker-dealer compliance and a strong understanding of regulatory requirements

Job Summary

  • This role serves as the primary owner of Broker Dealer compliance for Crypto.com's US operations.
  • The incumbent will work closely with the FINRA-licensed entity to ensure continuous regulatory good standing.
  • Responsibilities include supporting the New Hampshire Trust Custody program and its related compliance functions.

Matching Summary

Match Score: 85

Crypto.com is looking for a Director of US Broker-Dealer Compliance to manage compliance operations for its FINRA-licensed entity and support its New Hampshire Trust Custody program. The ideal candidate will have extensive experience in broker-dealer compliance and a strong understanding of regulatory requirements.

Salary

Not specified; Not specified; Not specified

Skills & Requirements

Must-have

  • Broker Dealer compliance oversight
  • FINRA regulatory adherence
  • New Hampshire Trust Custody support

Nice-to-have

  • Experience in cryptocurrency industry
  • Strong business partnership skills
  • Proactive regulatory communication

Key Requirements

  • Experience with FINRA regulations
  • Broker Dealer compliance expertise
  • Trust custody program knowledge

Work Rights

Not specified

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