The MLRO & Compliance Senior Manager will be responsible for overseeing and enhancing all aspects of our compliance framework and ensuring strict adherence to all relevant laws, regulations, and SFC licensing requirements
Job Summary
The MLRO & Compliance Senior Manager will be responsible for overseeing and enhancing all aspects of our compliance framework and ensuring strict adherence to all relevant laws, regulations, and SFC licensing requirements.
Key responsibilities include serving as the Money Laundering Reporting Officer (MLRO), overseeing AML/CTF programs, acting as the primary liaison with the SFC, and developing compliance policies and procedures.
The role requires a minimum of 8-10 years of experience in a senior compliance role within the financial services industry in Hong Kong, with direct, hands-on experience with SFC-regulated entities.
Matching Summary
The MLRO & Compliance Senior Manager will be responsible for overseeing and enhancing all aspects of our compliance framework and ensuring strict adherence to all relevant laws, regulations, and SFC licensing requirements.
Skills & Requirements
Must-have
AML/CTF policies and procedures
SFC regulatory framework
regulatory liaison with SFC
compliance monitoring and testing
risk management
new product compliance guidance
Nice-to-have
fast-paced dynamic environment
integrity at our core
globally-diverse community
Key Requirements
Bachelor's degree in Law, Finance, Business Administration, or related field
8-10 years senior compliance experience in Hong Kong financial services
Direct experience with SFC-regulated entities
Experience with cryptocurrency or virtual asset businesses
Proven expertise in AML/CTF programs, KYC, and transaction monitoring
Professional compliance certifications highly desirable