Not specified; not specified; generous annual leav...
Hybrid
3+ years asset management compliance experience
Financial crime compliance framework knowledge
Code of ethics personal account dealing controls
The role involves reviewing sales materials and providing regulatory advice on ad hoc business incidents
Job Summary
The role involves reviewing sales materials and providing regulatory advice on ad hoc business incidents.
Employees benefit from a hybrid work schedule requiring four days in the office and one day remote.
The position supports the implementation of financial crime compliance frameworks and internal ethics controls.
Matching Summary
The role involves reviewing sales materials and providing regulatory advice on ad hoc business incidents.
Salary
Not specified; Not specified; Generous annual leave plus flexible paid time off; Hybrid work schedule; Learning and development programs; Health & wellbeing benefits; Parental Leave benefits; Employee stock purchase plan
Skills & Requirements
Must-have
3+ years asset management compliance experience
Financial crime compliance framework knowledge
Code of Ethics personal account dealing controls
Business English communication skills
Regulatory advice on business issues
Nice-to-have
Training and coaching skills
Strong stakeholder management abilities
Experience with Japanese equity holdings
Self-motivated team player
Technology-focused environment adaptability
Key Requirements
Over 3 years compliance experience in asset management
Over 3 years trading or compliance at financial services firm
Broad knowledge of financial industry surveillance best practices