Senior Associate – Internal Audit (compliance Focus | Global Banks)

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Base: $40 - $60 ph; bonus/equity: not specified; b...
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Senior associate level internal audit experience
Compliance testing and control assessments
Regulatory compliance aml financial crime conduct risk
** RSM is seeking a Senior Associate in Internal Audit with a compliance focus, specifically for global banking environments. The role emphasizes execution-oriented internal audit activities, including compliance testing and control assessments, while offering flexibility and a supportive culture. **

Job Summary

  • The role focuses on executing internal audit fieldwork with a primary emphasis on compliance-related risks and controls within a global banking environment.
  • Candidates will support audit planning, risk assessments, and the identification of control gaps while documenting findings in accordance with IIA standards.
  • RSM offers a competitive benefits package including schedule flexibility to help employees balance life's demands while serving clients.

Matching Summary

Match Score: 75

** RSM is seeking a Senior Associate in Internal Audit with a compliance focus, specifically for global banking environments. The role emphasizes execution-oriented internal audit activities, including compliance testing and control assessments, while offering flexibility and a supportive culture. **

Salary

Base: $40 - $60 per hour; Bonus/Equity: Not specified; Benefits: Competitive package with schedule flexibility

Skills & Requirements

Must-have

  • Senior Associate level Internal Audit experience
  • Compliance testing and control assessments
  • Regulatory compliance AML Financial Crime Conduct Risk
  • Knowledge of SEC FINRA OCC Federal Reserve regulations
  • Control testing walkthroughs evidence evaluation workpaper documentation

Nice-to-have

  • Internal Audit consulting or co-sourced audit experience
  • Exposure to regulatory exams consent orders remediation programs
  • Strong written communication skills for issue narratives
  • Ability to manage multiple audit deliverables simultaneously
  • Professional presence working with senior stakeholders

Key Requirements

  • Senior Associate-level experience in Internal Audit
  • Background in financial services or global banking/broker-dealer environments
  • CPA CIA CAMS CFE certifications preferred but not required
  • No sponsorship available for F-1 visa holders or entry-level candidates requiring it

Work Rights

Not specified

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