Director Emea Compliance Control Room Manager

Mitsubishi UFJ Financial Group (MUFG)

Flexible working requests considered
Conflicts of interest management
Insider list management
Watch list management
Mitsubishi UFJ Financial Group (MUFG) is seeking a Director EMEA Compliance Control Room Manager to oversee compliance tasks related to conflicts of interest, insider lists, and regulatory matters in a high-visibility role that requires collaboration across various business lines. The ideal candidate should possess extensive experience in compliance within investment banking, particularly in areas related to capital markets regulations

Job Summary

  • This is a high visibility role that will be responsible for building out the EMEA regions conflicts of interest, Insider list, Watch list, MNPI, wall crossing, Treeing and Restrict List management framework.
  • The role will be acting across MUFG’s banking arm and securities business under a dual-hat arrangement, making decisions on behalf of both entities.
  • MUFG is committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count.

Matching Summary

Match Score: 85

Mitsubishi UFJ Financial Group (MUFG) is seeking a Director EMEA Compliance Control Room Manager to oversee compliance tasks related to conflicts of interest, insider lists, and regulatory matters in a high-visibility role that requires collaboration across various business lines. The ideal candidate should possess extensive experience in compliance within investment banking, particularly in areas related to capital markets regulations.

Skills & Requirements

Must-have

  • Conflicts of Interest Management
  • Insider List Management
  • Watch List Management
  • MNPI Management
  • Wall Crossing Procedures
  • MAR and MiFID II Compliance
  • Capital Markets Product Knowledge

Nice-to-have

  • Building long-term relationships
  • Serving society
  • Fostering shared and sustainable growth
  • Collaborate toward greater innovation
  • Proactive, motivated approach
  • Calm approach under pressure

Key Requirements

  • 5+ years relevant compliance experience
  • University degree in Law and/or Financial Regulation
  • Experience in Conflicts Office, Control Room, or Banking Compliance

Work Rights

Not specified

Tailored Resume

Cover Letter