Senior Compliance Manager - Regulatory Engagement

BMO

Toronto, Canada
Base: $94,600.00 - $176,000.00; bonus/equity: may ...
Ciro rules and securities regulation expertise
Experience with technology-driven change initiatives
Preparation of regulatory submissions and exemptive relief
The role involves leading compliance efforts for a major platform modernization initiative within BMO Private Wealth

Job Summary

  • The role involves leading compliance efforts for a major platform modernization initiative within BMO Private Wealth.
  • Candidates must possess deep knowledge of CIRO rules, UMIR, and Canadian trading requirements to ensure regulatory readiness.
  • BMO offers a comprehensive benefits package including health insurance, tuition reimbursement, and retirement savings plans.

Matching Summary

The role involves leading compliance efforts for a major platform modernization initiative within BMO Private Wealth.

Salary

Base: $94,600.00 - $176,000.00; Bonus/Equity: May include commission structure and performance-based incentives; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • CIRO rules and securities regulation expertise
  • Experience with technology-driven change initiatives
  • Preparation of regulatory submissions and exemptive relief

Nice-to-have

  • Strong analytical and critical-thinking abilities
  • Exceptional written and verbal communication skills
  • Ability to navigate ambiguity in fast-moving environments

Key Requirements

  • 8+ years of compliance or regulatory experience in financial services
  • University degree required
  • Completion of CSC, Investment Dealer Supervisors Course, or equivalent credentials

Work Rights

Not specified

Tailored Resume

Cover Letter