Transfer Agency Regulatory Manager

SS&C

Denver, CO, US
Base: $80,000 to $160,000; bonus/equity: eligible ...
Hybrid
Regulatory compliance management
Experience in tax reporting
Aml compliance knowledge
The Transfer Agency Regulatory Manager leads and oversees regulatory operations for the transfer agency team, ensuring compliance with tax reporting, escheatment, AML, and other regulatory requirements

Job Summary

  • The Transfer Agency Regulatory Manager leads and oversees regulatory operations for the transfer agency team, ensuring compliance with tax reporting, escheatment, AML, and other regulatory requirements.
  • This role manages a small team of 1–2 direct reports while remaining hands-on with critical operational tasks.
  • SS&C offers excellent benefits including health, dental, 401k plan, tuition and professional development reimbursement plan.

Matching Summary

The Transfer Agency Regulatory Manager leads and oversees regulatory operations for the transfer agency team, ensuring compliance with tax reporting, escheatment, AML, and other regulatory requirements.

Salary

Base: $80,000 to $160,000; Bonus/Equity: Eligible for discretionary bonus/equity awards; Benefits: Health, dental, 401k plan

Skills & Requirements

Must-have

  • Regulatory compliance management
  • Experience in tax reporting
  • AML compliance knowledge

Nice-to-have

  • Leadership and supervisory experience
  • Strong analytical skills
  • Creative problem-solving

Key Requirements

  • Minimum of 5 years regulatory experience
  • Experience in escheatment and AML preferred
  • Ability to mentor a small team

Work Rights

Not specified

Tailored Resume

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