Compliance & Operations Specialist

Nasdaq

Philadelphia, PA, USA
Hybrid
Detail-oriented compliance monitoring
Customer order tracking
Vendor coordination
This role is critical to maintaining the integrity of operations and mitigating regulatory risk across the business

Job Summary

  • This role is critical to maintaining the integrity of operations and mitigating regulatory risk across the business.
  • The successful candidate will serve as the primary point of contact for customer order tracking and vendor coordination.
  • Nasdaq offers a competitive rewards package that recognizes the unique needs of employees and incentivizes their contributions.

Matching Summary

This role is critical to maintaining the integrity of operations and mitigating regulatory risk across the business.

Skills & Requirements

Must-have

  • Detail-oriented compliance monitoring
  • Customer order tracking
  • Vendor coordination
  • Regulatory risk mitigation

Nice-to-have

  • Strong analytical and problem-solving abilities
  • Excellent communication skills
  • Experience with process improvement

Key Requirements

  • Bachelor's degree in related field
  • 2-3 years of relevant experience
  • Familiarity with SOX, GDPR, SEC, FINRA

Work Rights

Not specified

Tailored Resume

Cover Letter