Senior Counsel - Product & Regulatory (investment Products)

mercury.design

Remote
Base: $197,100 - $273,800 usd or $207,000 - $258,7...
Remote
Legal advising on investment products
Regulatory compliance with sec and finra
Cross-functional collaboration with product teams
Mercury is reinventing banking for the modern age by blending elegant design and cutting-edge technology to offer a range of financial products

Job Summary

  • Mercury is reinventing banking for the modern age by blending elegant design and cutting-edge technology to offer a range of financial products.
  • The Senior Counsel will own the investment products portfolio, advising across the full product lifecycle and collaborating closely with compliance, risk, engineering, and operations teams.
  • The total rewards package includes base salary, equity (stock options), and benefits, with competitive salary ranges updated regularly using reliable industry compensation data.

Matching Summary

Mercury is reinventing banking for the modern age by blending elegant design and cutting-edge technology to offer a range of financial products.

Salary

Base: $197,100 - $273,800 USD or $207,000 - $258,700 CAD; Bonus/Equity: Stock options; Benefits: Not specified

Skills & Requirements

Must-have

  • Legal advising on investment products
  • Regulatory compliance with SEC and FINRA
  • Cross-functional collaboration with product teams
  • Use of AI tools in legal workflows
  • Drafting disclosures and marketing content
  • Supporting examination readiness

Nice-to-have

  • Proactive ownership mindset
  • Exceptional communication skills
  • Ability to translate regulatory concepts
  • Experience with fintech and payments
  • Adaptability to evolving regulations
  • Storytelling for diverse audiences

Key Requirements

  • 6+ years legal experience
  • 2+ years focused on non-deposit investment products
  • Familiarity with Investment Advisers Act and related regulations
  • Experience with FINRA and SEC regulatory frameworks
  • Preferred in-house legal experience
  • Strong AI knowledge in legal or financial services

Work Rights

Not specified

Tailored Resume

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