Wealth Operations, Non-financial Regulatory Reporting Vice President

Citi Handlowy

Tampa, Florida, United States
Base: $103,920.00 - $155,880.00; bonus/equity: dis...
**
Non-financial regulatory reporting execution
Sec finra msrb cftc regulatory regimes
Run-the-bank operational control oversight
** Citi Handlowy is seeking a Vice President for Wealth Operations focusing on Non-Financial Regulatory Reporting in Tampa, Florida. This role requires extensive expertise in regulatory reporting, operational execution, and stakeholder management within the wealth management sector. **

Job Summary

  • This role serves as a high-performing individual contributor responsible for the daily execution and control oversight of complex non-financial regulatory reports for Wealth Management.
  • The incumbent must possess extensive knowledge of Americas NFRR regimes including SEC, FINRA, MSRB, and CFTC to ensure accurate reporting and audit readiness.
  • Candidates will benefit from competitive compensation packages including medical, dental, vision coverage, 401(k), and paid time off in addition to salary incentives.

Matching Summary

Match Score: 75

** Citi Handlowy is seeking a Vice President for Wealth Operations focusing on Non-Financial Regulatory Reporting in Tampa, Florida. This role requires extensive expertise in regulatory reporting, operational execution, and stakeholder management within the wealth management sector. **

Salary

Base: $103,920.00 - $155,880.00; Bonus/Equity: Discretionary and formulaic incentive and retention awards available; Benefits: Medical, dental, vision, 401(k), life insurance, wellness programs, and paid time off

Skills & Requirements

Must-have

  • Non-Financial Regulatory Reporting execution
  • SEC FINRA MSRB CFTC regulatory regimes
  • Run-the-Bank operational control oversight
  • CAT Rule 606/605 N-PX TRACE reporting
  • Audit-ready documentation and data lineage

Nice-to-have

  • Global regulatory regime familiarity
  • Cross-functional stakeholder influence
  • Strategic change program support
  • Subject matter expertise coaching
  • Complex problem analytical acumen

Key Requirements

  • 6 to 10 years experience in Regulatory Reporting or Operations
  • Bachelor's degree required; Master's or CFA preferred
  • Proven track record leading large-scale cross-functional programs
  • Strong working knowledge of SEC FINRA MSRB CFTC regimes

Work Rights

Not specified

Tailored Resume

Cover Letter