Associate/vice President, Etf Regulatory Marketing Review

BlackRock

Boston, MA, US
Base: usd$90,000 - usd$130,000 depending on locati...
4d onsite
Review and approve etf marketing materials
Deep knowledge of finra advertising rules
Experience with 40 act and 33 act standards
This role involves reviewing and approving ETF communications including new fund launches, market commentaries, and digital content to ensure regulatory compliance

Job Summary

  • This role involves reviewing and approving ETF communications including new fund launches, market commentaries, and digital content to ensure regulatory compliance.
  • The position requires cultivating expertise in the ETF ecosystem while working closely with product, marketing, and compliance groups alongside FINRA staff.
  • Employees are eligible for an annual discretionary bonus and comprehensive benefits including healthcare, retirement plans, and Flexible Time Off.

Matching Summary

This role involves reviewing and approving ETF communications including new fund launches, market commentaries, and digital content to ensure regulatory compliance.

Salary

Base: USD$90,000 - USD$130,000 depending on location; Bonus: Annual discretionary bonus available; Benefits: Healthcare, leave, retirement plan, FTO

Skills & Requirements

Must-have

  • Review and approve ETF marketing materials
  • Deep knowledge of FINRA advertising rules
  • Experience with 40 Act and 33 Act standards

Nice-to-have

  • Strong analytical skills and attention to detail
  • Ability to build cross-functional relationships
  • Solutions-driven mindset in fast-paced environment

Key Requirements

  • Bachelor's degree required
  • Series 7 registration mandatory
  • 3+ years (ASO) or 5+ years (VP) compliance background
  • 1+ years advertising review experience
  • Series 63 and 24 preferred within 2 months

Work Rights

Not specified

Tailored Resume

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