Director-global Compliance

Franklin Templeton

New York, United States
Base: $250,000.00-$300,000.00; bonus/equity: discr...
On-site
Broker-dealer regulatory compliance
Strategic compliance guidance
Digital assets and ai risks
The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals

Job Summary

  • The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals.
  • This role partners closely with business stakeholders to provide strategic compliance guidance and ensure adherence to regulatory requirements across multiple business areas.
  • Franklin Templeton provides a welcoming, inclusive, and flexible culture with opportunities to help employees reach their potential.

Matching Summary

The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals.

Salary

Base: $250,000.00-$300,000.00; Bonus/Equity: discretionary bonus; Benefits: health insurance, 401k plan

Skills & Requirements

Must-have

  • Broker-dealer regulatory compliance
  • Strategic compliance guidance
  • Digital assets and AI risks

Nice-to-have

  • Asset management experience
  • Investment adviser experience
  • Welcoming and inclusive culture

Key Requirements

  • Minimum 5+ years senior compliance role
  • Strong broker-dealer rules knowledge
  • Experience with tokenization/digital assets
  • People management experience preferred

Work Rights

Not specified

Tailored Resume

Cover Letter