Compliance Testing Manager (qa)

TD Ameritrade

Charlotte, North Carolina, United States of America
Base: $91,000 - $136,240 usd; bonus/equity: eligib...
7+ years experience in compliance or audit
Oversight of independent qa testing engagements
Knowledge of regulatory compliance frameworks
The role involves reshaping compliance structures and driving innovation within a resilient risk management function

Job Summary

  • The role involves reshaping compliance structures and driving innovation within a resilient risk management function.
  • Candidates must manage day-to-day operations while designing and implementing a forward-thinking compliance program from the ground up.
  • TD offers competitive compensation ranging from $91,000 to $136,240 along with comprehensive benefits including health, savings, and career development.

Matching Summary

The role involves reshaping compliance structures and driving innovation within a resilient risk management function.

Salary

Base: $91,000 - $136,240 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, retirement programs, PTO, banking discounts

Skills & Requirements

Must-have

  • 7+ years experience in compliance or audit
  • Oversight of independent QA testing engagements
  • Knowledge of regulatory compliance frameworks
  • Experience with risk management environments
  • Strong project and time management skills

Nice-to-have

  • Entrepreneurial mindset in fast-paced settings
  • CRCM certification preferred
  • Proficiency with Tableau and advanced analytics
  • Ability to work with ambiguity
  • Experience with MS Office applications

Key Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of relevant testing, audit, or business operations experience
  • CRCM certification preferred

Work Rights

Not specified

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