Compliance Associate

Man Group

New York, United States
Base: $70,000 - $80,000 usd; bonus/equity: discret...
On-site
Monthly, quarterly and annual compliance testing
Regulatory filings preparation
Fund documents and counterparty agreements tracking
Conduct monthly, quarterly and annual compliance testing and monitoring

Job Summary

  • Conduct monthly, quarterly and annual compliance testing and monitoring.
  • Assist with the execution and tracking of fund documents and counterparty agreements (e.g., ISDA, prime brokerage).
  • Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals.

Matching Summary

Conduct monthly, quarterly and annual compliance testing and monitoring.

Salary

Base: $70,000 - $80,000 USD; Bonus/Equity: discretionary bonus; Benefits: competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave

Skills & Requirements

Must-have

  • monthly, quarterly and annual compliance testing
  • regulatory filings preparation
  • fund documents and counterparty agreements tracking
  • document management and recordkeeping

Nice-to-have

  • strong academic credentials
  • proactive team player
  • enthusiasm for the work

Key Requirements

  • B.S. degree in Finance / Economics preferred
  • Knowledge of MS Word and Excel
  • Strong problem solving and organizational skills
  • Ability to multi-task in a fast-paced environment

Work Rights

Not specified

Tailored Resume

Cover Letter