Plan Document Compliance Senior Lead

Nuveen, a TIAA company

Base: $121,000pyr - $137,000pyr; bonus/equity: pyr...
Defined contribution retirement plan compliance
Erisa and irs regulations
Analyze complex plan documents
The Plan Document Compliance Senior Lead is responsible for ensuring the best interests of institutional clients and internal business partners and in accordance with plan documents and legal requirements

Job Summary

  • The Plan Document Compliance Senior Lead is responsible for ensuring the best interests of institutional clients and internal business partners and in accordance with plan documents and legal requirements.
  • This job reviews plan documents, helps clients resolve complex operational and regulatory compliance issues relating to defined contribution retirement plans and consults with internal business partners and clients on how best to attain plan objectives while maintaining the plans' qualified status.
  • The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates.

Matching Summary

The Plan Document Compliance Senior Lead is responsible for ensuring the best interests of institutional clients and internal business partners and in accordance with plan documents and legal requirements.

Salary

Base: $121,000/yr - $137,000/yr; Bonus/Equity: Participation in an incentive program linked to performance; Benefits: Comprehensive Total Rewards package

Skills & Requirements

Must-have

  • Defined contribution retirement plan compliance
  • ERISA and IRS regulations
  • Analyze complex plan documents
  • Resolve complex operational issues
  • Interpret new laws and regulations
  • Consult with internal business partners

Nice-to-have

  • Lead cross-functional initiatives
  • Influence clients and advisors
  • Experience with IRS EPCRS
  • Manage high-AUM client relationships
  • Educate and mentor teams

Key Requirements

  • 5+ Years Required Work Experience
  • 7+ Years Preferred Work Experience
  • University Degree Preferred

Work Rights

Not specified

Tailored Resume

Cover Letter