Registered Client Associate

Chartwell Investment Partners

Process new client accounts
Manage client inquiries daily
Utilize crm software effectively
The Registered Client Service Associate plays a critical role in the operations and communications in the office and is on the front lines of the client experience

Job Summary

  • The Registered Client Service Associate plays a critical role in the operations and communications in the office and is on the front lines of the client experience.
  • This position requires significant knowledge of the industry, superb critical thinking skills, and the ability to effectively manage multiple projects.
  • Associates are expected to grow professionally, work with others to achieve outcomes, and act with the client in mind as part of the firm's core values.

Matching Summary

The Registered Client Service Associate plays a critical role in the operations and communications in the office and is on the front lines of the client experience.

Skills & Requirements

Must-have

  • Process new client accounts
  • Manage client inquiries daily
  • Utilize CRM software effectively
  • Ensure accurate documentation submission
  • Coordinate mailings and gifting

Nice-to-have

  • Strong critical thinking skills
  • Ability to manage multiple projects
  • Proactive follow-up on tasks
  • Team-oriented work environment
  • High level of customer service

Key Requirements

  • 7 & 66 licenses required
  • Bachelor's degree preferred or equivalent experience
  • Familiarity with tax, trust, and estate planning preferred
  • General experience of 7 to 12 months
  • SIE certification required

Work Rights

Not specified

Tailored Resume

Cover Letter