Legal & Compliance - Publicly Offered Funds Compliance, Avp

Blackstone

Multiple Locations
$135,000 - $200,000; bonus/equity: discretionary b...
Regulatory interpretation
Compliance testing
Drafting policies
The Publicly Offered Funds team oversees compliance for a range of SEC registered funds, including open-end, exchange-listed closed-end, tender-option, and interval funds as well as business development companies

Job Summary

  • The Publicly Offered Funds team oversees compliance for a range of SEC registered funds, including open-end, exchange-listed closed-end, tender-option, and interval funds as well as business development companies.
  • Key responsibilities include regulatory interpretation, compliance testing, drafting policies, coordinating with internal and external teams, and assisting with regulatory filings.
  • Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, status as a victim of domestic violence, a sex offense or stalking, or any other class or status in accordance with applicable federal, state and local laws.

Matching Summary

The Publicly Offered Funds team oversees compliance for a range of SEC registered funds, including open-end, exchange-listed closed-end, tender-option, and interval funds as well as business development companies.

Salary

$135,000 - $200,000; Bonus/Equity: discretionary bonuses, equity and other incentive compensation at Blackstone’s sole discretion; Benefits: comprehensive health benefits, paid time off, life insurance, 401(k) plan

Skills & Requirements

Must-have

  • regulatory interpretation
  • compliance testing
  • drafting policies
  • SEC registered funds
  • Investment Company Act of 1940

Nice-to-have

  • collaborative environment
  • working independently
  • detail-oriented tasks
  • critical thinking
  • proactive in new situations

Key Requirements

  • 5+ years of related experience
  • Bachelor’s degree or equivalent degree
  • Proficient in Microsoft Word, Excel and Outlook
  • Familiarity with Investment Advisers Act and FINRA Rules

Work Rights

Not specified

Tailored Resume

Cover Letter