This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams
Job Summary
This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.
As a line 2 role, you will work closely with the Business (including Conduct and Line 1 Risk Management), other Risk functions (Operational Risk, Market Risk, Credit) and other functions, which support the business.
We have a supportive culture that encourages personal interaction and does not tie you to a desk.
Matching Summary
This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.
Skills & Requirements
Must-have
Institutional Banking and Markets
Australian Regulatory Environment
financial services investigations or analysis
regulatory obligation and policy advisory
Nice-to-have
innovative and “People’ culture
supportive culture
proactive and positive function
doer, an advisor, and a thought leader
Key Requirements
Tertiary qualifications in legal, finance or other related fields
Demonstrated experience in financial services
Experience in Compliance
Experience in the Australian Regulatory Environment
Experience in successfully independently communicating with and influencing your peers and senior management
Familiarity and knowledge of the financial services regulatory environment