Compliance Officer - Afc & Compliance Testing, Avp
Deutsche Bank UK
Pune, India
Knowledge of bsa and usa patriot act
Experience in financial services compliance
Understanding of asset management products
The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews and tests to ensure effective internal controls
Job Summary
The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews and tests to ensure effective internal controls.
Candidates must demonstrate strong knowledge of regulations governing financial institutions including the BSA, USA PATRIOT Act, and sanctions.
The role offers comprehensive benefits including gender-neutral parental leaves, 100% reimbursement for childcare assistance, and sponsorship for industry certifications.
Matching Summary
The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews and tests to ensure effective internal controls.
Skills & Requirements
Must-have
Knowledge of BSA and USA PATRIOT Act
Experience in financial services compliance
Understanding of asset management products
Ability to identify control gaps
Strong analytical and investigative skills
Nice-to-have
Excellent interpersonal communication skills
Experience with regulatory bodies like SEC or FINRA
Project management and organizational skills
Critical thinking for root cause analysis
Ability to manage multiple reviews simultaneously
Key Requirements
BA or BS Degree required
JD or MBA preferred
Experience in Compliance, Testing, or Internal Audit