Job Summary

• This role provides high-quality administrative support to Financial Advisors, prospective clients, and branch staff within a dynamic team environment.
• The position requires managing daily client interactions, processing asset transfers, and ensuring all documentation meets firm and industry regulations.
• Employees are eligible for a comprehensive benefits package including medical, dental, vision, life insurance, retirement savings, and paid time off.

Matching Summary

Salary

Base salary components included; Additional compensation may include cash or equity; Discretionary bonuses or commissions possible

Skills & Requirements

Key Requirements

• High School Diploma or equivalent
• 1+ years securities industry experience preferred
• Series 7 certification mandatory
• Series 63, 65, or 66 as required by state
• SIE exam required unless exempted

Work Rights