Director, 1940 Act Compliance

BlackRock UK

New York, NY, United States
Base: usd$215,000.00 - usd$270,000.00 (ny) or usd$...
4d onsite
10 years relevant experience in law or compliance
Experience with investment company act of 1940
Drafting policies and procedures for investment professionals
The role involves supporting the compliance program for BlackRock's US registered product line up including ETFs and mutual funds

Job Summary

  • The role involves supporting the compliance program for BlackRock's US registered product line up including ETFs and mutual funds.
  • Candidates must have at least 10 years of relevant experience from a law firm or legal and compliance department of a leading financial services organization.
  • Employees are eligible for an annual discretionary bonus and benefits including healthcare, leave benefits, and retirement benefits.

Matching Summary

The role involves supporting the compliance program for BlackRock's US registered product line up including ETFs and mutual funds.

Salary

Base: USD$215,000.00 - USD$270,000.00 (NY) or USD$200,000.00 - USD$250,000.00 (GA); Bonus/Equity: Annual discretionary bonus; Benefits: Healthcare, leave benefits, retirement plan, Flexible Time Off

Skills & Requirements

Must-have

  • 10 years relevant experience in law or compliance
  • Experience with Investment Company Act of 1940
  • Drafting policies and procedures for investment professionals
  • Strong writing and verbal communication skills
  • Ability to manage multiple time-sensitive matters

Nice-to-have

  • Familiarity with compliance related software applications
  • Expertise in affiliation and fund of funds rules
  • Law degree or M.B.A. preferred
  • Business and solution-oriented approach
  • Support for digital assets and tokenization initiatives

Key Requirements

  • Bachelor's degree required
  • Law degree or MBA welcome
  • At least 10 years of relevant experience
  • Experience with Investment Company Act of 1940

Work Rights

Not specified

Tailored Resume

Cover Letter