Compliance Quality Assurance Manager (us)

TD

Charlotte, North Carolina, United States
Base: $86,840 - $139,360 usd; bonus/equity: not sp...
Hybrid
Compliance testing and quality assurance
Risk management and compliance programs
Independent review and assessment
At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function that creates a culture of compliance throughout the organization

Job Summary

  • At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function that creates a culture of compliance throughout the organization.
  • The Compliance Quality Assurance Manager will lead and execute independent compliance testing engagements, provide strategic guidance, and foster meaningful process improvements to enhance operational performance.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, career development opportunities, and a respectful workplace that values diversity and inclusion.

Matching Summary

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function that creates a culture of compliance throughout the organization.

Salary

Base: $86,840 - $139,360 USD; Bonus/Equity: Not specified; Benefits: Health, savings, retirement, paid time off, career development

Skills & Requirements

Must-have

  • Compliance testing and quality assurance
  • Risk management and compliance programs
  • Independent review and assessment
  • Policy and procedure adherence
  • Stakeholder relationship management
  • Hybrid work model with office presence

Nice-to-have

  • Strategic critical thinking
  • Change and project management
  • Mentorship and team development
  • Clear verbal and written communication
  • Customer-focused mindset
  • Culture of compliance promotion

Key Requirements

  • Undergraduate degree or equivalent experience
  • 7+ years of relevant experience
  • CPA, CIA, CFE, CRCM or equivalent certification a plus
  • 8+ years internal audit, testing or quality assurance experience
  • Knowledge of financial institution laws and regulations

Work Rights

Not specified

Tailored Resume

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