The Head of Conduct Compliance and Ethics leads a team providing second line oversight and leadership of conduct and ethics activities, ensuring compliance risk management is executed effectively
Job Summary
The Head of Conduct Compliance and Ethics leads a team providing second line oversight and leadership of conduct and ethics activities, ensuring compliance risk management is executed effectively.
This senior role has executive level visibility and involves forming breach determinations, providing recommendations, and overseeing regulatory reporting to APRA, ASIC, and BCCC.
Benefits include discounted ING Health Insurance, an additional rest day for wellbeing, and an IMPACT day to volunteer on approved sustainability activities.
Matching Summary
The Head of Conduct Compliance and Ethics leads a team providing second line oversight and leadership of conduct and ethics activities, ensuring compliance risk management is executed effectively.
Skills & Requirements
Must-have
Compliance risk management
Breach reporting and assessment
Leadership of compliance teams
Regulatory and industry code obligations
Stakeholder management and influencing
Compliance risk frameworks in retail banking
Nice-to-have
Experience working with regulators
Root cause analysis in investigations
Driving positive risk culture
Continuous process improvement
High standard communication skills
Team coaching and development
Key Requirements
10+ years relevant compliance or legal experience
Experience in financial services industry
Significant people leadership experience
Experience working for or with regulators
Expert understanding of relevant legislation
Experience leading investigations and root cause analysis