The Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the Market
Job Summary
The Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the Market.
The Senior Risk Officer role is a non-revenue sharing position that has dual straight line reporting to the Market Executive and Regional Risk Officer.
At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.
Matching Summary
The Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the Market.
Skills & Requirements
Must-have
supervisory and compliance functions
risk management procedures
adherence to laws and regulations
client suitability and risk management
data security across the Market
Nice-to-have
strong leadership capabilities
collaborative and creative thinking
proactive client contact
discreet in all matters
Key Requirements
Bachelor’s degree or equivalent education/experience
Previous industry experience
Active Series 3, 7, 8 (or 9 and 10), and 63, 65 (or 66) licenses