Transfer Agency Compliance And Tax Team Lead, Vice President

State Street UK

Quincy, Massachusetts, United States
Base: $115,000 - $201,250 annual; bonus/equity: no...
Regulatory and tax requirements
Aml investor authorization services
Rule 22c-2 excessive trade monitoring
Ensure completion of tasks related to regulatory and tax requirements, including tax form and physical certificate production, AML investor authorization services, Rule 22c-2 excessive trade monitoring services, legal review and coordination of internal and external audit request fulfillment

Job Summary

  • Ensure completion of tasks related to regulatory and tax requirements, including tax form and physical certificate production, AML investor authorization services, Rule 22c-2 excessive trade monitoring services, legal review and coordination of internal and external audit request fulfillment.
  • Monitor and ensure adherence of required controls, policies and standard operating procedures, signing off on certifications and approvals as validation.
  • Actively manage staff performance through one-on-one meetings, periodic performance reviews, career path coaching and consistent engagement.

Matching Summary

Ensure completion of tasks related to regulatory and tax requirements, including tax form and physical certificate production, AML investor authorization services, Rule 22c-2 excessive trade monitoring services, legal review and coordination of internal and external audit request fulfillment.

Salary

Base: $115,000 - $201,250 Annual; Bonus/Equity: Not specified; Benefits: Comprehensive benefits program including 401K, insurance, paid time off

Skills & Requirements

Must-have

  • regulatory and tax requirements
  • AML investor authorization services
  • Rule 22c-2 excessive trade monitoring
  • internal and external audit request fulfillment
  • investor tax year end reporting

Nice-to-have

  • cutting-edge solutions
  • straightforward and scalable
  • build resilience
  • making your mark
  • fostering collaboration and teamwork

Key Requirements

  • 10 years’ experience in financial services
  • 5 - 7 years’ management experience
  • 3-5 years’ compliance/tax experience
  • Substantial operational background
  • Superior written and verbal communication skills
  • Strong analytical, problem-solving and organizational skills
  • Strong interpersonal and influencing skills

Work Rights

Not specified

Tailored Resume

Cover Letter