This role assists Profit Formula Financial Advisor colleagues with service and operational activities including telephone support and direct client interaction
Job Summary
This role assists Profit Formula Financial Advisor colleagues with service and operational activities including telephone support and direct client interaction.
The position requires establishing and servicing client accounts, preparing forms, and entering security order tickets after advisor approval.
Candidates must successfully complete a FINRA background screening and comply with ongoing regulatory obligations including periodic screening.
Matching Summary
This role assists Profit Formula Financial Advisor colleagues with service and operational activities including telephone support and direct client interaction.
Skills & Requirements
Must-have
Brokerage client services experience
Account related information requests
Regulatory compliance filing maintenance
Nice-to-have
Intermediate Microsoft Office skills
Customer service focus with listening ability
Ability to prioritize work in dynamic environment
Key Requirements
2+ years of Brokerage and Client Services experience