Account Maintenance - Ibroker Specialist

Interactive Brokers

Chicago, IL, United States
Base: $70,000 to $90,000 annually; bonus/equity: d...
On-site
1-3 years experience in finance or compliance
Bachelor degree in finance accounting or economics
Understanding of bsa aml usa patriot act ofac principles
This hybrid role involves processing and onboarding Introducing Broker clients while acting as the first line of defense against external risk

Job Summary

  • This hybrid role involves processing and onboarding Introducing Broker clients while acting as the first line of defense against external risk.
  • The position requires reviewing application documents for KYC sufficiency and compiling FINRA packet submissions with high accuracy.
  • Candidates will benefit from a competitive salary range of $70,000 to $90,000, annual performance-based bonuses, stock grants, and comprehensive health benefits.

Matching Summary

This hybrid role involves processing and onboarding Introducing Broker clients while acting as the first line of defense against external risk.

Salary

Base: $70,000 to $90,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, medical dental vision, tuition reimbursement

Skills & Requirements

Must-have

  • 1-3 years experience in finance or compliance
  • Bachelor Degree in finance accounting or economics
  • Understanding of BSA AML USA PATRIOT Act OFAC principles
  • Strong analytical and problem-solving skills
  • Fluency with computers and regulatory technology

Nice-to-have

  • Self-motivated ability to handle tasks with minimal supervision
  • Excellent collaboration and communication verbal written skills
  • Outstanding organizational and time management skills
  • Proactive approach to identifying process improvements
  • Ability to guide applications through multiple approval departments

Key Requirements

  • 1-3 years experience
  • Bachelor Degree in finance accounting or economics
  • Knowledge of BSA AML USA PATRIOT Act OFAC principles
  • Series 7 or other FINRA licenses a plus
  • Experience in Capital Markets AML KYC or Compliance

Work Rights

Not specified

Tailored Resume

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