Assistant Vice President, Risk & Control Senior Analyst, Markets Operations
Workforcity
Japanese financial regulations expertise
Customer asset segregation
Nostro reconciliation processes
Lead and oversee Control & Monitoring activities, ensuring independence from payment/settlement units, and serving as a primary point of contact for internal and external inspections and audits
Job Summary
Lead and oversee Control & Monitoring activities, ensuring independence from payment/settlement units, and serving as a primary point of contact for internal and external inspections and audits.
Drive the strict monitoring and accurate posting of customer asset segregation, in adherence to Japanese regulations, encompassing data collection, documentation, calculation, reconciliation, and ledger posting.
Initiate, develop, and implement robust internal rules and guidance within Markets Operations to effectively mitigate risks and ensure strict compliance with local regulatory requirements.
Matching Summary
Lead and oversee Control & Monitoring activities, ensuring independence from payment/settlement units, and serving as a primary point of contact for internal and external inspections and audits.
Skills & Requirements
Must-have
Japanese financial regulations expertise
customer asset segregation
Nostro reconciliation processes
risk mitigation frameworks
internal rules and guidance
control gap identification
Nice-to-have
coaching and training new recruits
collaborative communication skills
influencing senior management
advising on compliance strategies
Key Requirements
5-8 years of experience
Bachelor’s/University degree or equivalent experience
Possession of Securities Sales Representative Qualification