Avp, Business Oversight Programs

Sun Life

Canada
Base: 140,000 - 225,000; bonus/equity: not specifi...
Hybrid
Compliance and market conduct oversight
First-line supervision of advisors
Wealth and insurance business
Lead a high-performing team responsible for compliance and market conduct oversight across our Canadian Retail Advice and Solutions business

Job Summary

  • Lead a high-performing team responsible for compliance and market conduct oversight across our Canadian Retail Advice and Solutions business.
  • Design, enhance, and scale first-line oversight operating models that meet regulatory requirements and industry standards while unlocking capacity for our advisors to service our Clients.
  • Build and lead a specialized team of compliance experts in a fast-paced, high-performance environment and develop future leaders through coaching and mentoring.

Matching Summary

Lead a high-performing team responsible for compliance and market conduct oversight across our Canadian Retail Advice and Solutions business.

Salary

Base: 140,000 - 225,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • compliance and market conduct oversight
  • first-line supervision of advisors
  • wealth and insurance business
  • regulatory requirements and industry standards
  • data and analytics for program performance

Nice-to-have

  • strategic leadership opportunity
  • digital transformation
  • culture of excellence
  • solutions-oriented, growth mindset
  • skilled relationship builder and influencer

Key Requirements

  • University degree with 10+ years experience
  • Deep knowledge of Canadian regulations
  • Proven track record in compliance roles
  • Canadian Securities Course (CSC) or CIFC
  • Branch Managers' exam
  • OPD or PDO certification

Work Rights

Not specified

Tailored Resume

Cover Letter