Business Controls Senior Associate - Wealth And Asset Management
563
Cincinnati, Ohio, US
Base salary reflective of pyy grade range; incenti...
Not specified (assumed to be hybrid or onsite based on company practices)
Bachelor's degree or equivalent experience
5+ years financial services risk experience
Analytical skills to interpret policies
Fifth Third Bank is seeking a Business Controls Senior Associate in Cincinnati, Ohio, to manage risks related to compliance and operational effectiveness in Wealth and Asset Management. The role involves conducting risk assessments, implementing controls, and collaborating with various stakeholders to ensure adherence to regulations
Job Summary
This role serves as the first line of defense by conducting analysis to identify, assess, mitigate, and manage risks necessary for regulatory compliance.
The position involves transforming data into business intelligence and partnering with internal groups like Legal, Compliance, and Audit to ensure effective risk management.
Fifth Third Bank offers comprehensive benefits including physical, financial, emotional, and social well-being support alongside incentive compensation plans based on performance.
Matching Summary
Match Score: 85
Fifth Third Bank is seeking a Business Controls Senior Associate in Cincinnati, Ohio, to manage risks related to compliance and operational effectiveness in Wealth and Asset Management. The role involves conducting risk assessments, implementing controls, and collaborating with various stakeholders to ensure adherence to regulations.
Salary
Base salary reflective of pay grade range; Incentive compensation plan eligible; Comprehensive benefits included
Skills & Requirements
Must-have
Bachelor's degree or equivalent experience
5+ years financial services risk experience
Analytical skills to interpret policies
Microsoft Office proficiency
Ability to work with minimal supervision
Nice-to-have
Master's degree in relevant field
FINRA Series 7 and 63/66 licenses
Knowledge of SEC and FINRA regulations
Strong verbal and written communication
Ability to influence others through interpersonal skills