Compliance Monitoring & Surveillance, Senior Associate

State Street UK

Bangalore, India
3d onsite
Regulatory testing and controls testing
Analysis of evidentiary data
Drafting executive level reports
Develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies

Job Summary

  • Develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies.
  • Lead process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus.
  • State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world, making its mark on the financial services industry for over two centuries.

Matching Summary

Develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies.

Skills & Requirements

Must-have

  • Regulatory testing and controls testing
  • Analysis of evidentiary data
  • Drafting executive level reports
  • Managing staff and coaching

Nice-to-have

  • Inclusive mindset and adaptability
  • Enthusiasm for learning and thought leadership
  • Change and innovation aptitude
  • Data driven decision making

Key Requirements

  • Minimum 4 years relevant work experience
  • Corporate testing or audit function
  • Financial services sector experience
  • Bachelor’s degree or equivalent
  • CPA, CIA, CISA or other applicable certification preferred

Work Rights

Not specified

Tailored Resume

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